NOT-OD-26-004: Information
for the NIH Extramural Community During the Lapse of Federal Government Funding
Because a funding lapse has occurred, please be advised that National Institutes of Health (NIH) staff
may not be available to provide normal oversight and administrative support services.
For awards received prior to the lapse in funding, you may be able to continue drawing funds from prior
awards during an appropriations lapse. HHS’s Payment Management System will remain
operational to continue processing those drawdown requests. The robust internal controls that currently
exist will continue to ensure the integrity of grant drawdown requests and payments. Please note,
if you received your notice of grant award with restrictive terms and conditions, or if your drawdown
request triggers one of the Payment Management System edit checks and/or the drawdown limit controls,
you may not be able to drawdown funds.
Please check our website at www.grants.nih.gov and www.HHS.gov for updates.
Submission of Grant Applications
For the duration of the funding lapse, applicants should
continue to submit applications in accordance with the due dates outlined in the Notices of Funding
Opportunities. Applications will be accepted and reviewed once operations resume. For any
applications submitted immediately prior to or during the funding lapse, here is what will happen:
-
For electronic submissions through Grants.gov: Grants.gov will be open and can accept
electronic applications. However, applications will not be processed by NIH until operations
resume.
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For electronic submission of multi-project applications through NIH’s ASSIST
system: The ASSIST system will remain available and can accept applications. However,
applications will not be processed by NIH until operations resume.
Awarded Grants
Currently Active Grant Awards: For the duration of the funding lapse, all work and
activities performed under currently active NIH grant awards may continue. However, see below for
limits on performing many of the reporting requirements associated with NIH grant
funding.
Research Performance Progress Reports (RPPR): For any annual or
final RPPRs due during the funding lapse, eRA Commons will be available. Users must submit reports
on time, and NIH staff will review reports after operations resume.
Notices of Award (NoAs): With the exception of excepted programs, no NIH grant awards will
be processed for the duration of the funding lapse. For any awards processed before the funding
lapse that have an issue date during the funding lapse, the awards will not be sent to the recipient on
the issue date. Once operations resume, all pending NoAs will be sent. This
will not affect the start date nor the issue date of these awards; it just affects the date the award
document is sent to the recipient and available for access in the eRA Commons. In the absence of
receiving the NoA, institutions may use pre-award costs authority at their own
risk.
No-cost Extension (NCE) Notifications: eRA Commons will remain
accessible during the funding lapse; however, staff will not be available to review and approve
requests. For any grants due to expire during the funding lapse, recipients should submit NCE
notifications in accordance with standard requirements. Requests for second and greater NCEs, which
require prior approval, the request may be submitted but will not be reviewed until operations
resume.
General Access to eRA Commons and Other OER-Supported Systems: eRA Commons will be
accessible during the funding lapse. Users will be able to access the Commons for viewing
electronically submitted applications, accessing Internet Assisted Review, or processing such actions as
Commons Registration, xTrain documents, Closeout documents, and/or FCOI notifications etc.
However, limited staff support will be available.
Prior Approval Requests and Other Communications: NIH extramural employees will have no
access to voice mail or e-mail during the funding lapse. All prior approval requests and other
communications will not be received until operations resume. It is recommended that you delay
sending such communications until after operations resume.
Access to HHS Program Support
Center (PSC)/Payment Management System (PMS): For awards received prior to the
lapse in funding, recipients may continue drawing funds during an appropriations lapse. PMS will
remain operational to continue processing drawdown requests, so that payments can be made. The
robust internal controls that currently exist will continue to ensure the integrity of grant drawdown
requests and payments. Please note, recipients of grant awards with restrictive terms and
conditions, or requests that trigger one of the PMS edit checks and/or the drawdown limit controls, may
not be able to drawdown funds. Recipients can continue to complete and submit their Federal Financial
Reports (FFR) in PMS. However, NIH staff will not be available to review and process FFRs until
operations resume.